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HOORAY SECURITIES LIMITED 好盈證券有限公司
證監會持牌法團
證監會中央編號:
AAD967
CCASS ID:
B01227
主要資料
人員
證監會牌照
牌照條件
公開紀律行動
CCASS 持倉分佈
公開紀律行動
SFC suspends Mr Perry Luk Kam Yuen for 5 months for breaches of AML guidelines, FRRs & Code of Conduct and internal control failures
SFC, 18-Jul-2006
機構
人物
主題
SFC suspends Mr David Cho Wing Yiu for 6 months for breaches of AML guidelines, FRRs & Code of Conduct and internal control failures
SFC, 25-May-2006
機構
人物
主題
SFC fines Hooray Securities Ltd HK$0.7m for breaches of AML guidelines, FRRs & Code of Conduct and internal control failures
SFC, 14-Dec-2005
機構
主題
SFC suspends Mr Lau Yat Wah for 4 months for breaching Code of Conduct and AML Guidance Notes
SFC, 20-Sep-2005
機構
人物
主題
SFC fines Ms Betty Chau Sau Lai for breaching Code of Conduct
SFC, 14-Sep-2005
機構
人物
SFC suspends Kate Edith Wong Chak Lau for 1 week for misconduct in a market manipulation case
SFC, 22-Dec-2003
機構
人物
主題
Commission trial leaves bribe riddle
South China Morning Post, 25-May-1997
機構
人物
Chen acquitted in bribe case
South China Morning Post, 20-May-1997
機構
人物
Chen Po-sum fought her way to the top - her latest battle was to stay there
South China Morning Post, 20-May-1997
機構
人物
Verdict expected soon in bribery case
South China Morning Post, 16-May-1997
機構
人物
Chen approach to colleagues denied
South China Morning Post, 13-May-1997
機構
人物
Chen says HK$600k was a big favour
South China Morning Post, 08-May-1997
機構
人物
Chen kept majority of seat 'fees'
South China Morning Post, 07-May-1997
機構
人物
Chen admits to charging Nomura 'extra' for seat
South China Morning Post, 06-May-1997
機構
人物
Chen's servant paid HK$200k as go-between
South China Morning Post, 30-Apr-1997
機構
人物
Court told exchange seats cash grey area
South China Morning Post, 29-Apr-1997
機構
人物
Exchange bribery trial told seat rules vague
South China Morning Post, 25-Apr-1997
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人物
Chen likened to traffic cop
South China Morning Post, 24-Apr-1997
機構
人物
Chen bribery case bound for Canada court
South China Morning Post, 10-Apr-1997
機構
人物