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GUOTAI JUNAN CAPITAL LIMITED 國泰君安融資有限公司

證監會持牌法團
證監會中央編號:AGS488
主要資料人員證監會牌照牌照條件公開紀律行動
香港 IPO 預測香港財務報告法律文件搜尋常見問題
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公開紀律行動
Grand Brilliance (8372) issued options in breach of Listing Rules limit
Company announcement, 19-Aug-2019
The options exceeded 1% of the issued shares for each of 3 grantees, including the Chairman-CEO Bikie Wong Bik Kwan, Finance Director Chan Chun Sing, and senior manager Lee Chun Sing. The options were approved by the INEDs. We don't know whether the Compliance Adviser, Guotai Junan Capital Ltd, was consulted. One of the grantees, Chan Chun Sing, is also the Company Secretary.
機構
人物
KTL (0442) just believes
Webb-site.com, 14-Oct-2015
KTL's "reasons" for a stock split proposal are just beliefs without reason, and those beliefs are wrong.
機構
主題
SFC fines Mr Wong Tung Ching HK$210k
SFC, 06-Dec-2006
機構
人物