| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | - |
| C | Advising on futures contracts | 2013-01-09 | - |
| C | Advising on securities | - | - |
| C | Asset management | - | 2005-01-28 |
| C | Automated trading services | - | 2007-05-03 |
| C | Automated trading services | 2008-03-31 | - |
| C | Dealing in futures contracts | 2013-04-26 | - |
| C | Dealing in securities | - | - |