Li Han Chun, ex-China Forestry (ex-0930) CEO, and Li Kwok Cheong, ex-Chairman, sanctioned for market misconduct
SFC
SFC, 28-Nov-2024
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MMT finds China Forestry (0930)'s ex-Chairman & CEO culpable for disclosure of false or misleading information and ex-CEO for insider trading
SFC
SFC, 07-Aug-2024
This trial had to be run twice after acting Chairman Kenneth Kwok Hing Wai, who heard the case from 2018 to early 2022, was unable to continue due to illness (he died in Oct-2022).
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SFC fines Standard Chartered Secs HK$59.7m for sponsor failures
SFC, 14-Mar-2019
For the 2009 IPO of China Forestry (now delisted), which it jointly sponsored with UBS. Together they win our "can't see the wood OR the trees" award for epic due diligence. Notably no human at SCS is named as responsible.
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SFC bans Joseph Hsu Kar Hing, ex-Standard Chartered Securities, for 3 years
SFC, 17-Jul-2018
Comment: this probably relates to the China Forestry listing, jointly sponsored with UBS. Mr Hsu abandoned his appeal to the Securities and Futures Appeals Tribunal on 6-Jul-2018. The appeals by the two sponsors are set to be heard in March 2019.
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SFC takes former CEO and Chairman of China Forestry (delisted) to Market Misconduct Tribunal
SFC, 28-Jun-2018
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SFC fines StanChart HK$2.6m for short selling & FRR breaches
SFC, 18-Dec-2017
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David Webb's alternative deal of the year awards
International Financial Law Review, 28-Feb-2012
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Censure of Artini China (0789) and various directors
SEHK, 23-Aug-2011
For failing to announce when they knew on 11-Aug-2008, less than 2 months after the company was listed, that its profitability in the quarter to 30-Jun had collapsed. The stock listed at $2.22 and was brought to you by Cazenove Asia Ltd (now Standard Chartered Securities (HK) Ltd). It closed today at $0.175.