| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-03-19 |
| C | Advising on securities | - | 2019-05-10 |
| C | Asset management | - | 2004-03-19 |
| C | Automated trading services | - | 2004-03-19 |
| C | Dealing in futures contracts | 2005-12-20 | 2007-11-21 |
| C | Dealing in securities | - | 2019-05-10 |
| C | Leveraged foreign exchange trading | 2004-03-19 | 2010-12-22 |