Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

證監會持牌法團

證監會中央編號:AAB639

CCASS ID:B01777

公開紀律行動

32 licensees depart Daiwa Capital Markets HK Ltd 16-18-Feb-2012

Webb-site.com, 22-Feb-2012

機構

SFC fines Daiwa Securities SMBC Hong Kong Ltd & reprimands Mr Koji Yoshihara for breaching IPO stablisation rules

SFC, 02-Mar-2005

The stock is not named, but the only HK listing Daiwa sponsored in 2004 was Sinocom Software Group Ltd (0299).

機構

人物

SFC takes action against Daiwa Securities (HK) Ltd and Osamu Semba

SFC, 16-Oct-1998

機構

人物