| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on corporate finance | 2024-12-10 | - |
| C | Advising on futures contracts | 2026-01-06 | - |
| C | Advising on securities | 2017-07-13 | - |
| C | Asset management | 2017-07-13 | - |
| C | Dealing in futures contracts | 2026-01-06 | - |
| C | Dealing in securities | 2017-07-13 | - |