MMT finds Cynthia Chen Si Ying, ex-CoSec of Dan Form (0271), and her Mainland associate Wen Lide, culpable of insider dealing
SFC
SFC, 17-Jul-2025
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MMT sanctions chauffeur and wife for insider dealing in Dan Form (0271) shares and orders disgorgement of illicit profit
SFC
SFC, 21-Jan-2025
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SFC starts MMT proceedings over suspected insider dealing in Asiasec Properties (0271)
SFC
SFC, 23-Apr-2024
Company secretary Cynthia Chen Si Ying allegedly dealt in the shares via her relatives before the takeover by Tian An China (0028). Also, a driver employed by Tian An parent Allied Group Ltd (0373) and his wife allegedly dealt. Interestingly, to discuss the takeover, Tian An Chairman Lee Seng Hui (referred to by the driver as the "eldest young master") took a trip to Beijing with middle-man Kin Chan of Argyle Street. Whom did they see there? Finally we note that the MMT notice was dated 29-Feb but it has taken 54 days for the SFC to announce this.
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Two warrant traders convicted of market "ping pong"
SFC, 07-May-2010
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SFC fines Grand Investment (Securities) Ltd HK$3m, suspends William Lee Tak Lun & Wendy Chung Wing Han