Lai Voon Wai, ex-CCB and BOCOM, loses appeal on 5-year ban for IPO sponsor failures
SFC
SFC, 30-Sep-2020
Neither of the two IPOs proceeded. The SFAT Determination provides interesting insight into events at BOCOM International (3329) before its own listing in 2017.
機構
人物
SFC fines BOCOM International (Asia) Ltd HK$15m for sponsor failures
SFC, 15-Mar-2017
We note that BOCOM International Holdings Co Ltd itself has filed a listing aplication proof on 17-Jan-2017. Its sponsors include its subsidiary. Up to last night, the average 1-year Webb-site Total Return of BIAL's 17 sponsorships was -18.94%, or -21.15% relative to the market.