| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on corporate finance | 2014-08-05 | - |
| C | Advising on securities | 2010-02-11 | - |
| C | Asset management | 2009-05-25 | - |
| C | Automated trading services | 2023-07-10 | - |
| C | Dealing in futures contracts | 2009-06-22 | - |
| C | Dealing in securities | 2007-04-04 | - |
| C | Leveraged foreign exchange trading | 2025-02-17 | - |