| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on futures contracts | - | 2005-02-14 |
| C | Advising on futures contracts | 2012-10-04 | - |
| C | Advising on securities | 2018-07-30 | - |
| C | Asset management | - | 2005-02-14 |
| C | Automated trading services | - | 2007-06-04 |
| C | Dealing in futures contracts | - | - |
| C | Dealing in securities | 2013-08-06 | - |