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CHINA PACIFIC SECURITIES LIMITED 中華太平洋證券有限公司

證監會持牌法團
證監會中央編號:AAV931
CCASS ID:B01346
主要資料人員證監會牌照牌照條件公開紀律行動CCASS 持倉分佈
香港 IPO 預測香港財務報告法律文件搜尋常見問題
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版權聲明與免責條款隱私政策關於
公開紀律行動
SFC bans Mo Shau Wah for life
SFC, 23-Mar-2020
She plundered HK$110.2m worth of shares from China Pacific Securities over a 7-year period, aided by a settlement clerk who tampered with the records. Both were jailed. It cost the brokerage HK$156m to buy the shares back and make the clients whole.
機構
人物
HKSAR v Mo Shau Wah & Hui Fong Ting: reasons for sentence
HK Court of First Instance, 21-Dec-2018
機構
人物
SFC v Mo Shau Wah & others: costs
HK Court of Appeal, 12-Sep-2018
機構
人物
SFC v Mo Shau Wah & others
HK Court of Appeal, 29-Jun-2018
機構
人物
SFC v Mo Shau Wah & others
HK Court of Appeal, 28-Mar-2018
機構
人物
SFC v Mo Shau Wah & others
HK Court of First Instance, 16-Mar-2018
機構
人物
SFC v Mo Shau Wah & others
HK Court of First Instance, 06-Sep-2017
機構
人物
SFC v Mo Shau Wah & others
HK Court of First Instance, 25-Jul-2017
機構
人物
Court freezes assets in HK$156m misappropriation case
SFC, 01-Mar-2013
機構
人物
SFC reprimands China Pacific Securities Ltd and Dealing Director Sze Suk Ling
SFC, 09-Dec-1999
For late settlement of sales during the Government intervention blitz on 27-28 Aug-1998.
機構
人物