| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2005-01-06 |
| C | Advising on futures contracts | 2005-09-22 | 2012-07-13 |
| C | Advising on securities | - | 2024-12-06 |
| C | Asset management | - | 2012-07-13 |
| C | Dealing in futures contracts | 2005-09-22 | 2012-07-13 |
| C | Dealing in securities | - | 2024-12-06 |