SEHK fines HSBC Securities Brokers (Asia) Ltd HK$1m for BCAN breaches
SEHK, 03-Mar-2022
機構
SFC fines HSBC Securities Brokers (Asia) Ltd HK$6.3m for regulatory breaches
SFC
SFC, 03-Mar-2022
機構
Why did the SFC kill HSBC's Stockmax?
Webb-site.com, 20-Dec-2013
Two years after the SFC shut retail investors out HSBC's automated trading system, an SFC announcement gives some indication of what happened, but still leaves retail investors wondering why a pioneering service which offered potential price improvement and competition for HKEx's monopoly stock market was not allowed.
機構
主題
SFC fines HSBC Securities Brokers (Asia) Ltd HK$5m for inaccurate information in licence application
SFC, 19-Dec-2013
機構
HSBC's StockMax becomes StockMin
Webb-site.com, 14-Aug-2011
It was a false dawn for retail investors - the SFC has caved in to pressure and amended the license conditions of HSBC's Stockmax Crossing platform to restrict it to "professional investors" only. History will prove them wrong.
機構
主題
StockMax and competition for HKEx
Webb-site.com, 07-Aug-2011
We look at the implications of HSBC's proposed StockMax dark pool with retail investor participation. It's a wake-up call to the Government, SFC and HKEx that we need to move forward with allowing competition to innovate services both inside and outside HKEx. We propose measures to achieve this while preserving fair and orderly markets.