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ICBC INTERNATIONAL SECURITIES LIMITED 工銀國際證券有限公司

證監會持牌法團
證監會中央編號:ARO299
CCASS ID:B01866
主要資料人員證監會牌照牌照條件公開紀律行動CCASS 持倉分佈
香港 IPO 預測香港財務報告法律文件搜尋常見問題
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公開紀律行動
SFC suspends Dick Ma Tor Fuk, ex-ICBC, for 8 months over Powerlong (1238) IPO
SFC, 10-Dec-2014
This follows a HK$25m fine on ICBC International in May-2014.
機構
人物
SFAT affirms SFC decision to suspend Jenny Chan Pik Ha, ex ICBC
SFC, 10-Jun-2014
機構
人物
SFC fines ICBC International HK$25m for failures in Powerlong (1238) IPO
SFC, 21-May-2014
The other joint sponsors on this deal were Macquarie (Sole Global Coordinator) and Goldman Sachs.
機構
SFC revokes licence of Paco Ng Kar Lun and bans Adrian Fong Wai Lap for 10 & 3 years
SFC, 13-Feb-2012
機構
人物
SFC-licensed persons charged with IPO fraud
ICAC, 03-Oct-2011
機構
人物