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KAISER SECURITIES LIMITED 嘉信証券有限公司
證監會持牌法團
證監會中央編號:
ABT487
CCASS ID:
B01469
主要資料
人員
證監會牌照
牌照條件
公開紀律行動
CCASS 持倉分佈
公開紀律行動
SFC bans Mr Li Tak Wa, ex-Kaiser, for 15 months
SFC, 18-Jun-2014
機構
人物
SFC fines Kaiser HK$1.7m for illegal activities in Macau
SFC, 07-May-2014
Apparently they were also fined MOP1.65m by the Monetary Authority of Macao, which does not publicise these things.
機構
SFC fines Fanny Ng Tak Lin HK$75k
SFC, 24-Dec-2007
機構
人物
SFC fines Mr Ng Mau Chung HK$14k for poor standards and unintentional short selling of MAE (0851)
SFC, 16-Mar-2005
機構
人物
主題