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Morgan Stanley Hong Kong Securities Limited

證監會持牌法團

證監會中央編號:AAD401

CCASS ID:B01274

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公開紀律行動

SFC fines Morgan Stanley HK$18.5m over internal control failures

SFC, 24-Aug-2016

It was a negotiated settlement and it is not clear how they arrived at HK$18.5m.

機構

SFC bans Christopher Ma Chun Leung & Wong Man Chung, ex-Morgan Stanley

SFC, 09-Jun-2014

機構

人物