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Morgan Stanley Hong Kong Securities Limited公開紀律行動
Morgan Stanley Hong Kong Securities Limited
證監會持牌法團
證監會中央編號:
AAD401
CCASS ID:
B01274
主要資料
人員
證監會牌照
牌照條件
公開紀律行動
CCASS 持倉分佈
公開紀律行動
SFC fines Morgan Stanley HK$18.5m over internal control failures
SFC, 24-Aug-2016
It was a negotiated settlement and it is not clear how they arrived at HK$18.5m.
機構
SFC bans Christopher Ma Chun Leung & Wong Man Chung, ex-Morgan Stanley
SFC, 09-Jun-2014
機構
人物