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Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司
SFC 牌照已失效
證監會中央編號:
ASC577
CCASS ID:
B01882
主要資料
人員
證監會牌照
牌照條件
公開紀律行動
CCASS 持倉分佈
公開紀律行動
SFC bans Wong Chun for eight years over false trading
SFC, 08-Oct-2015
機構
人物
SFAT affirms SFC decision to revoke approval of Miranda Sham Sze Wai as RO
SFC, 13-Aug-2015
機構
人物
Wong Chun, ex-Ping An, gets max 240 hours community service
SFC, 19-Jun-2015
After 23 days in custody pending sentence.
機構
人物
Former licensee Wong Chun convicted of false trading in Sino-Tech (0724)
SFC, 27-May-2015
Note: to put the 200m shares in perspective, there were 9,583m shares outstanding on 31-Jan-2011 so this is just over 2%.
機構
人物
SFC bans former CEO of Ping An of China Securities (HK) for a year over AML failures
SFC, 23-Feb-2015
The firm is owned by Ping An Insurance (2318).
機構
人物
主題
Ping An (2318) HK securities arm fined HK$6m over AML failures
SFC, 09-Jul-2014
機構
主題
Retail investor convicted of misleading the SFC in market manipulation investigation
SFC, 13-Feb-2014
機構
人物