Ping An Securities (Hong Kong) Holdings Company Limited公開紀律行動

公開紀律行動

SFC bans Wong Chun for eight years over false trading

SFC, 08-Oct-2015

機構

人物

SFAT affirms SFC decision to revoke approval of Miranda Sham Sze Wai as RO

SFC, 13-Aug-2015

機構

人物

Wong Chun, ex-Ping An, gets max 240 hours community service

SFC, 19-Jun-2015

After 23 days in custody pending sentence.

機構

人物

Former licensee Wong Chun convicted of false trading in Sino-Tech (0724)

SFC, 27-May-2015

Note: to put the 200m shares in perspective, there were 9,583m shares outstanding on 31-Jan-2011 so this is just over 2%.

機構

人物

SFC bans former CEO of Ping An of China Securities (HK) for a year over AML failures

SFC, 23-Feb-2015

The firm is owned by Ping An Insurance (2318).

機構

人物

主題

Ping An (2318) HK securities arm fined HK$6m over AML failures

SFC, 09-Jul-2014

機構

主題

Retail investor convicted of misleading the SFC in market manipulation investigation

SFC, 13-Feb-2014

機構

人物

Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司