ROOFER SECURITIES LIMITED公開紀律行動

SFC fines Roofer Securities Ltd HK$2.1m for mishandling client money

SFC

SFC, 29-Sep-2025

機構

SFC extends suspension of Ms Mary See Ting Hing for improper trading via clients' accounts

SFC, 11-Jul-2005

機構

人物

SFC suspends Ms Mary See Ting Hing for 8 months for personal trading via clients' accounts and misallocating client's order

SFC, 16-Feb-2005

機構

人物

SFC prosecutes Roofer Finance Co Ltd and Ms Sabrina Ngan On Nang

SFC, 11-Dec-2001

機構

人物

ROOFER SECURITIES LIMITED 路華證券有限公司