SFC suspends finfluencer Franky Wong Ming Chung for 16 months
SFC
SFC, 20-Mar-2025
Last year he pleaded guilty to carrying on unlicensed advice on securities and was fined HK$10k
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Mr Wong Ming Chung convicted for paid investment advice on Telegram chat group without licence
SFC
SFC, 20-Jun-2024
Mr Wong also works for an unnamed broker, which Webb-site data indicate is Tse's Securities Ltd, since 2010, but he wasn't operating the Telegram group on their behalf. He is fined HK$10k after pleading guilty. We don't know how much he made from the group.
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SFC fines Sincere Securities Ltd HK$5m for internal control failings
SFC, 15-Aug-2019
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SFC bans Shum Kam Ming forever
SFC, 25-Sep-2017
The matter has been reported to the police.
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SFC suspends Tony Fung King Tong for 6 months
SFC, 01-Sep-2010
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SFC revokes Ms Lee Mei Mei
SFC, 06-Nov-2007
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SFAT upholds SFC decision to suspend Mr Hung Hing Chuen for 6 weeks
SFC, 01-Sep-2006
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Mr Hung Hing Chuen v SFC
SFAT, 31-Aug-2006
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SFC suspends Mr Tam Po Kwok, ex-Sincere Securities Ltd, for 6 months
SFC, 11-Jun-2002
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SFC takes action against Tse's Forex Investment Co Ltd & Tse's Securities Ltd & reprimands Tse Shiu Hoi, Kan Cheuk Wah & Leung Ting Wai
SFC, 28-Sep-1999
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Action against CAF Securities Ltd & directors
SFC & SEHK, 24-Jun-1998
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SFC reprimands Mr Mak Wing Tak and Ms Peggy Kuo Wai Lan for short-selling