SFC commences MMT proceedings against Ding Yi Feng former chairman over suspected market manipulation
SFC
SFC, 27-Mar-2024
Rather strangely, the SFC's notice to the MMT was dated 16-Aug-2023 but has only now been uploaded to the MMT website (the PDF was created on 26-Mar-2024) and announced by the SFC. Why the delay?
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SFC sues ex-Chairman of Ding Yi Feng (0612) and 20 others for market manipulation, seeks compensation for investors
SFC
SFC, 26-Feb-2024
The action comes just 3 days before the 6-year limit for civil actions under the Limitation Ordinance. Presumably, criminal charges for market manipulation will not be brought, perhaps because the individuals are not in HK. The SFC has filed a Writ of Summons at the court but has not published it online, and the court registry is not online.
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SFC issues restriction notices to 9 brokers freezing client accounts linked to suspected market manipulation of China Ding Yi Feng (0612) shares
SFC, 20-Mar-2019
We note that the Gazette Notices published on 29-Mar-2019 do not attach the normal "Statement of Reasons" that they refer to.
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Revealed: SFC probes Chairman, CEO of Hua Han Health (0587), freezes their accounts
Webb-site.com, 16-Feb-2019
The SFC has frozen accounts at 3 brokerages up to HK$3.81bn, the amount raised by HHH in 2015 in an open offer ($3.19bn) and a CB ($0.62bn) issued to Huarong (2799) and CCB (0939). The SFC suspects false or misleading statements and misappropriation of part of the proceeds.
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Judge orders confiscation of HK$111m from ex-warrants trader
ICAC, 07-May-2018
If Raymond Ng Chun To doesn't pay up, his jail sentence will triple from 4.5 to 13.5 years.
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HK Finance (1273) controller moves 31.33% from Haitong to KGI
Webb-site.com, 30-Dec-2017
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Chairman Yu Pan moves 51% of Skyfame Realty (0059) from UBS to Haitong on 8-Dec-2017
Webb-site.com, 09-Dec-2017
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Xiwang Steel (1266) controller moves 66.36% from BOCI Securities to Haitong International Securities on 8-Dec-2017
Webb-site.com, 09-Dec-2017
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Raymond Ng Chun To jailed 4.5 years for warrant-trading fraud