BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司

證監會持牌法團

證監會中央編號:BNS488

公開紀律行動

SFC bans Mr Fok Chi Kin for 8 months

SFC, 22-Jun-2017

For taking a sales presentation and a client list with him when he moved from JPMorgan to BNP Paribas. He was stupid enough to send it out by e-mail.

機構

人物

MMT report on insider dealing in COLI shares, Part 1

Market Misconduct Tribunal, 20-Aug-2009

機構

人物

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