| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on futures contracts | 2007-01-12 | 2015-05-31 |
| C | Advising on securities | 2007-01-12 | 2015-05-31 |
| C | Asset management | 2007-01-12 | 2015-05-31 |
| C | Dealing in futures contracts | 2007-01-12 | 2015-05-31 |
| C | Dealing in securities | 2007-01-12 | 2015-05-31 |