CES Forex (HK) Limited 光證外匯（香港）有限公司

For discretionary dealing in 2 clients' accounts for 7 years without written authorisation.

In a devious scheme, Mr Ma got two account holders to place orders that were really coming from third parties, whose names Mr Ma says he cannot recall. Reading between the lines, the SFC was probably investigating suspected market manipulation. The events in question took place almost 7 years ago, but he was licensed to SHK until June 2013.