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FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司

證監會持牌法團
證監會中央編號:ABV488
CCASS ID:B01686
主要資料人員證監會牌照牌照條件公開紀律行動CCASS 持倉分佈
公開紀律行動
SFC revokes and fines Mr Chan Wang Fai
SFC, 08-Jun-2009
Comment: the unnamed listed company should now sue Mr Chan and his brokerage First Shanghai Securities Ltd for the HK$930,000 in excess cost which they had to pay for share buybacks due to Mr Chan's malfeasance. This cost was ultimately bourne by the shareholders of the listed company.
機構
人物
SFC reprimands Mr Li Kwok Hung of First Shanghai Securities Ltd
SFC, 29-Sep-2003
機構
人物