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Mason Securities Limited 茂宸證券有限公司
證監會持牌法團
證監會中央編號:
AAC086
CCASS ID:
B01209
主要資料
人員
證監會牌照
牌照條件
公開紀律行動
CCASS 持倉分佈
公開紀律行動
SFC fines Mason Securities Ltd HK$3.6m for breaches of anti-money laundering regulatory requirements
SFC
SFC, 15-Dec-2021
機構
SFC bans Mr Lau Kwo, ex-Mason Securities/Futures Ltd, for 12 months
SFC
SFC, 05-Jul-2021
機構
人物
SFC suspends Sandra Cheung Wing Yi for a year
SFC
SFC, 29-Oct-2020
For dealing through an undisclosed external account. She has since moved on from Mason Securities to Sun Growth Securities.
機構
人物
SFAT upholds SFC decision to suspend analyst Mr Eric Wong Wing Fai for 18 months for front-running research reports
SFC, 02-Aug-2004
機構
人物
Mr Eric Wong Wing Fai v SFC
SFAT, 02-Aug-2004
機構
人物
SFC revokes registration of Ms Winnie Leung Yuen Yee for misconduct
SFC, 17-Mar-2003
機構
人物
SFC reprimands Mazie Tsoi Siu Lan
SFC, 23-Mar-2000
機構
人物