HKICPA bans Mr Wong Tam Yee (fka Wong Sin Lai/Lei) for 2 years
HKICPA, 30-Jul-2020
機構
人物
SFC bans Sammy Shiu Kin Keung and Wat Hin Pong, ex-China Rise Securities, for 28 months and 7 months respectively
SFC, 31-Mar-2020
Mr Wat has since moved on to Canfield Securities Co Ltd.
機構
人物
SFC fines China Rise Securities Asset Management HK$6.3m for regulatory breaches and internal control failures
SFC, 31-Oct-2019
機構
人物
Former Responsible Officer convicted and fined for illegal short selling
SFC, 09-Jun-2017
機構
人物
Excel Courage Holdings Ltd & another v Wong Sin Lai/Lei (fka Wong Tam Yee) & others
HK Court of First Instance, 26-Feb-2016
Para 118: "This leaves the clear impression of there being someone other than Mr Sin controlling matters on behalf of Huge Leader or Excel who is not willing to make themselves or their capacity known to the court for the purpose of these proceedings."
機構
人物
Excel Courage Holdings Ltd & another v Wong Sin Lai/Lei (fka Wong Tam Yee) & others
HK Court of First Instance, 14-Aug-2014
機構
人物
Excel Courage Holdings Ltd & another v Wong Sin Lai/Lei (fka Wong Tam Yee) & others
HK Court of Appeal, 30-May-2014
Para 4: "[Hung Ka Leung] is a business man who has been investing in the property and stock market in Hong Kong. He comes from a well-off family and his father is a person of influence in Xiamen, China."