SFC suspends Mr Tang Kai Shing, RO & MD of Rifa Futures Ltd, for 8 months
SFC
SFC, 05-Sep-2022
This follows the HK$9m fine against his firm in Jul-2022 for Anti-Money-Laundering breaches.
機構
人物
SFC fines Rifa Futures Ltd HK$9m for AML breaches
SFC
SFC, 25-Jul-2022
This case is the 4th in a series relating to "Xinguanjia" client software supplied by Hengxin Software Ltd, which allowed sub-accounts in Mainland China to hide behind a main account with the relevant brokerage.
機構
SFC suspends Mr Wu Biwei for 6 months
SFC, 19-Jun-2017
He was with iStar International Futures Co Ltd, now known as Rifa Futures Ltd. He is now with Futu Securities International (HK) Ltd.
機構
人物
SFC fines Rifa Futures Ltd HK$3m for AML-related internal control failures