| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2005-01-31 |
| C | Advising on futures contracts | 2025-06-25 | - |
| C | Advising on securities | - | 2005-01-31 |
| C | Advising on securities | 2010-04-19 | - |
| C | Asset management | - | - |
| C | Dealing in futures contracts | 2025-06-25 | - |