TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. Hong Kong SFC License Details

Webb-site Legacy

監管牌照

C = 受證監會規管的持牌法團；R = 受金管局規管的註冊機構。如沒有開始日期，即表示該機構最遲自現行名冊於 2003 年 4 月 1 日設立時起已從事該項活動。

只顯示現有牌照

C/R	受規管活動	開始日期	結束日期
C	Advising on corporate finance	-	2003-11-07
C	Advising on securities	-	2003-11-07
C	Asset management	-	2003-11-07
C	Dealing in securities	-	2003-11-07