| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on futures contracts | 2008-11-26 | 2010-06-15 |
| C | Advising on securities | 2008-11-26 | 2010-06-15 |
| C | Asset management | 2008-11-26 | 2010-06-15 |
| C | Dealing in futures contracts | 2008-11-26 | 2010-06-15 |
| C | Dealing in securities | 2008-11-26 | 2010-06-15 |