TIS SECURITIES (HK) LIMITED公開紀律行動

SFC settles disciplinary action with Victor Wong Seng In

SFC, 08-Nov-2004

Mr Wong buys himself out of a 3-month suspension for HK$40k.

機構

人物

SFC suspends Mr Kwok Wai Keung for 12 months for front running

SFC, 06-May-2003

機構

人物

主題

SFC suspends Mr Cheung Sai Leung & Ms Mak Yuen Yee Selina of TIS Taiwan International Securities (HK) Ltd

SFC, 18-Jan-2001

機構

人物

TIS SECURITIES (HK) LIMITED 金鼎綜合證券(香港)有限公司