| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on futures contracts | - | 2004-01-14 |
| C | Advising on futures contracts | 2016-10-28 | 2022-05-31 |
| C | Advising on securities | 2016-10-28 | - |
| C | Asset management | - | 2004-01-14 |
| C | Asset management | 2018-06-13 | 2019-08-08 |
| C | Dealing in futures contracts | - | 2022-05-31 |
| C | Dealing in securities | 2012-03-23 | - |