| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Success Securities Limited | Rep | 證券交易 | 2020-07-03 | - |
| SUN GROWTH SECURITIES LIMITED | Rep | 證券交易 | 2017-11-07 | 2020-06-05 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2017-10-31 |
| Rep | 證券交易 | 2017-05-18 | 2017-10-02 | |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2014-06-30 | 2017-04-18 |
| King Sun Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-14 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-10-14 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-10-14 | |
| Rep | 證券交易 | 2003-04-01 | 2014-06-20 |