| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HS Securities Limited | Rep | 證券交易 | 2019-01-31 | 2019-11-26 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2018-06-15 | 2019-01-08 |
| Taiping Securities (HK) Co Limited | Rep | 證券交易 | 2009-06-18 | 2018-05-15 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-05-27 | 2009-06-11 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2008-04-28 | 2009-06-11 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2008-02-25 | 2008-04-18 |
| SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | 證券交易 | 2008-02-25 | 2008-04-18 |