| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2024-07-30 | 2025-03-27 |
| Taiping Securities (HK) Co Limited | Rep | 證券交易 | 2009-04-16 | 2024-06-30 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2007-05-09 | 2008-09-12 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-05-09 | 2008-09-12 |