| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | 證券交易 | 2013-02-01 | 2017-06-02 |
| TANG PING KONG LIMITED | Rep | 證券交易 | 2010-08-04 | 2013-02-01 |
| WINGS SECURITIES (HK) LIMITED | Rep | 證券交易 | 2003-06-03 | 2010-08-02 |
| DELTA ASIA SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-04-30 |
| Rep | 就證券提供意見 | - | 2003-04-30 | |
| Rep | 提供資產管理 | - | 2003-04-30 | |
| Rep | 提供自動化交易服務 | - | 2003-04-30 | |
| Rep | 證券交易 | - | 2003-04-30 |