| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UPBEST COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2026-03-20 | - |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2023-01-16 | - |
| GT CAPITAL LIMITED | Rep | 證券交易 | 2018-02-28 | 2022-01-01 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2016-06-08 | 2017-01-06 |
| THING ON SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-11-29 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-11-29 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-11-29 | |
| Rep | 證券交易 | 2003-04-01 | 2016-06-01 |
已採集記錄中暫無金管局登記。