| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Golden Rich Securities Limited | Rep | 就證券提供意見 | 2025-10-20 | - |
| Rep | 證券交易 | 2025-10-20 | - | |
| CVP Securities Limited | RO | 證券交易 | 2020-05-07 | 2022-12-01 |
| Rep | 證券交易 | 2020-03-27 | 2020-05-07 | |
| CVP Capital Limited (HK) | RO | 就證券提供意見 | 2017-03-31 | 2019-10-24 |
| RO | 證券交易 | 2017-03-31 | 2019-10-24 | |
| Rep | 就證券提供意見 | 2017-02-08 | 2017-03-31 | |
| Rep | 證券交易 | 2017-02-08 | 2017-03-31 | |
| Rep | 就機構融資提供意見 | 2017-02-08 | 2019-10-24 | |
| China Reserve Securities Limited | RO | 就證券提供意見 | 2013-07-31 | 2016-11-07 |
| RO | 證券交易 | 2013-07-31 | 2016-11-07 | |
| TOYO SECURITIES ASIA LIMITED | RO | 就證券提供意見 | 2009-04-27 | 2013-06-01 |
| RO | 證券交易 | 2009-04-27 | 2013-06-01 | |
| Rep | 就證券提供意見 | 2007-12-12 | 2009-04-27 | |
| Rep | 證券交易 | 2007-12-12 | 2009-04-27 |
已採集記錄中暫無金管局登記。