| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | 期貨合約交易 | 2020-12-03 | - |
| RO | 證券交易 | 2020-12-03 | - | |
| Rep | 期貨合約交易 | 2009-08-04 | 2020-12-03 | |
| Rep | 證券交易 | 2009-07-14 | 2020-12-03 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2008-11-10 | 2009-04-18 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2005-06-30 | 2008-06-01 |