| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WIN WONG SECURITIES LIMITED | Rep | 證券交易 | 2011-10-26 | 2023-11-24 |
| RaffAello Securities (HK) Limited | Rep | 證券交易 | 2005-03-30 | 2011-10-21 |
| Welform Investors Company | Rep | 就機構融資提供意見 | - | 2005-03-03 |
| Rep | 就證券提供意見 | - | 2005-03-03 | |
| Rep | 提供資產管理 | - | 2005-03-03 | |
| Rep | 證券交易 | - | 2005-03-30 |