| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OPEN ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2026-09-09 | - |
| Open Securities Limited | RO | 就證券提供意見 | 2026-09-09 | - |
| RO | 期貨合約交易 | 2026-09-09 | - | |
| RO | 證券交易 | 2026-09-09 | - | |
| Win Securities Limited | RO | 證券交易 | 2025-11-05 | 2026-04-04 |
| Future Securities Limited (HK) | RO | 提供資產管理 | 2025-08-22 | 2025-10-10 |
| RO | 就期貨合約提供意見 | 2025-02-04 | 2025-10-10 | |
| RO | 就證券提供意見 | 2025-02-04 | 2025-10-10 | |
| RO | 期貨合約交易 | 2025-02-04 | 2025-10-10 | |
| RO | 證券交易 | 2025-02-04 | 2025-10-10 | |
| Rep | 就期貨合約提供意見 | 2025-02-03 | 2025-02-04 | |
| Rep | 就證券提供意見 | 2025-02-03 | 2025-02-04 | |
| Rep | 期貨合約交易 | 2025-02-03 | 2025-02-04 | |
| Rep | 證券交易 | 2025-02-03 | 2025-02-04 | |
| RO | 就期貨合約提供意見 | 2024-11-05 | 2024-12-10 | |
| RO | 就證券提供意見 | 2024-11-05 | 2024-12-10 | |
| RO | 期貨合約交易 | 2024-05-29 | 2024-12-10 | |
| RO | 證券交易 | 2024-05-29 | 2024-12-10 | |
| Rep | 期貨合約交易 | 2024-05-13 | 2024-05-29 | |
| Rep | 證券交易 | 2024-05-13 | 2024-05-29 | |
| FAIRWIN BROKING LIMITED | RO | 期貨合約交易 | 2021-03-16 | 2024-05-03 |
| RO | 證券交易 | 2021-03-16 | 2024-05-03 | |
| Rep | 期貨合約交易 | 2018-01-05 | 2021-03-16 | |
| Rep | 證券交易 | 2017-08-15 | 2021-03-16 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2017-04-27 | 2017-08-03 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2012-11-19 | 2017-08-03 |
| RaffAello Securities (HK) Limited | Rep | 證券交易 | 2010-08-05 | 2011-12-01 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-10-04 | 2010-07-15 |
| SDHG International Securities Limited | Rep | 證券交易 | 2007-02-06 | 2007-09-24 |
已採集記錄中暫無金管局登記。