| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Surich Asset Management Limited | Rep | 就證券提供意見 | 2024-11-04 | - |
| Rep | 提供資產管理 | 2024-11-04 | - | |
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-08-28 | 2024-08-29 |
| Rep | 證券交易 | 2023-08-28 | 2024-08-29 | |
| Wealth Link Securities Limited | Rep | 就證券提供意見 | 2023-08-14 | 2023-08-15 |
| Rep | 證券交易 | 2023-08-14 | 2023-08-15 | |
| RO | 就證券提供意見 | 2021-07-05 | 2023-08-14 | |
| RO | 證券交易 | 2021-07-05 | 2023-08-14 | |
| GREAT BAY SECURITIES LIMITED | Rep | 證券交易 | 2020-11-03 | 2021-06-24 |
| Rep | 就證券提供意見 | 2020-10-20 | 2021-06-24 | |
| BUCEPHALUS RESEARCH PARTNERSHIP LIMITED | RO | 就證券提供意見 | 2019-05-16 | 2020-10-01 |
| Wealth Link Securities Limited | RO | 就證券提供意見 | 2017-01-19 | 2019-05-14 |
| RO | 證券交易 | 2017-01-19 | 2019-05-14 | |
| Rep | 證券交易 | 2016-07-21 | 2017-01-19 | |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2013-10-15 | 2016-07-11 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 證券交易 | 2008-01-24 | 2016-07-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2007-05-22 | 2007-12-20 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2006-06-26 | 2007-12-20 |
金管局記錄暫時無法載入，請稍後重試。