| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| T & F Equities Limited | RO | 證券交易 | 2018-01-29 | 2022-09-23 |
| Yuanta Securities (Hong Kong) Company Limited | RO | 證券交易 | 2016-10-03 | 2018-01-27 |
| Rep | 證券交易 | 2016-04-29 | 2016-10-03 | |
| T & F Equities Limited | RO | 證券交易 | 2012-12-11 | 2016-04-15 |
| MIB SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2011-06-30 | 2012-12-10 |
| Rep | 證券交易 | 2011-05-26 | 2011-06-30 | |
| T & F Equities Limited | RO | 證券交易 | 2005-11-23 | 2011-05-25 |
| T & F RESEARCH LIMITED | RO | 就證券提供意見 | - | 2006-03-31 |