| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KOALA SECURITIES LIMITED | Rep | 證券交易 | 2015-11-19 | 2023-07-18 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2014-04-22 | 2015-11-12 |
| CLC SECURITIES LIMITED | Rep | 證券交易 | 2011-07-18 | 2014-03-05 |
| CNI Securities Group Limited | Rep | 證券交易 | 2011-05-23 | 2011-07-15 |