| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | 就證券提供意見 | 2021-06-10 | - |
| RO | 證券交易 | 2021-06-10 | - | |
| GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 就證券提供意見 | 2014-07-07 | - |
| RO | 提供資產管理 | 2013-07-12 | - | |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2013-07-12 | 2015-06-12 |
| YUE XIU ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2011-04-12 | 2013-05-16 |
| GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 提供資產管理 | 2007-11-28 | 2011-01-01 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2007-05-04 | 2011-01-01 |