| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BAXS DIGITAL ASSET CAPITAL LIMITED | Rep | 就證券提供意見 | 2024-08-12 | - |
| RO | 證券交易 | 2022-08-18 | - | |
| Golden Hen Securities and Futures Limited | Rep | 證券交易 | 2022-03-17 | 2022-07-29 |
| JA SECURITIES LIMITED | RO | 就證券提供意見 | 2021-08-20 | 2022-02-28 |
| RO | 證券交易 | 2021-08-20 | 2022-02-28 | |
| FTFT International Securities and Futures Limited | RO | 就證券提供意見 | 2020-08-13 | 2020-11-13 |
| RO | 證券交易 | 2020-08-13 | 2020-11-13 | |
| Rep | 就證券提供意見 | 2020-08-10 | 2020-08-13 | |
| Rep | 證券交易 | 2020-08-10 | 2020-08-13 | |
| Po Tai Securities (Hong Kong) Limited | RO | 就證券提供意見 | 2019-02-19 | 2020-04-30 |
| RO | 證券交易 | 2017-10-03 | 2020-04-30 | |
| FTFT International Securities and Futures Limited | RO | 證券交易 | 2011-08-24 | 2017-03-31 |
| VAST HARBOUR SECURITIES LIMITED | Rep | 證券交易 | 2011-06-01 | 2011-06-17 |
| Finet Securities Limited | Rep | 期貨合約交易 | 2008-05-14 | 2011-05-21 |
| RO | 證券交易 | 2008-05-14 | 2011-05-21 | |
| Rep | 證券交易 | 2008-04-18 | 2008-05-14 | |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2006-05-17 | 2008-03-17 |
| 1SPREAD BROKERAGE LIMITED | RO | 證券交易 | 2003-04-01 | 2006-02-01 |
已採集記錄中暫無金管局登記。