| Manford Financial Limited | RO | 就期貨合約提供意見 | 2022-02-09 | - |
| RO | 就證券提供意見 | 2022-02-09 | - |
| RO | 提供資產管理 | 2022-02-09 | - |
| RO | 期貨合約交易 | 2022-02-09 | - |
| RO | 證券交易 | 2022-02-09 | - |
| XHK Limited | RO | 期貨合約交易 | 2019-07-09 | 2021-11-30 |
| RO | 證券交易 | 2019-07-09 | 2021-11-30 |
| Eddid Securities and Futures Limited | RO | 就期貨合約提供意見 | 2018-03-02 | 2019-06-27 |
| RO | 期貨合約交易 | 2018-03-02 | 2019-06-27 |
| RO | 就證券提供意見 | 2017-10-27 | 2019-06-27 |
| RO | 證券交易 | 2017-10-27 | 2019-06-27 |
| Rep | 就證券提供意見 | 2017-08-28 | 2017-10-27 |
| Rep | 證券交易 | 2017-08-28 | 2017-10-27 |
| China Jianxin Financial Services Limited | RO | 就證券提供意見 | 2012-11-20 | 2017-03-31 |
| RO | 證券交易 | 2012-11-20 | 2017-03-31 |
| Realord Asia Pacific Securities Limited | RO | 證券交易 | 2011-08-15 | 2012-10-31 |
| Rep | 證券交易 | 2011-08-10 | 2011-08-15 |
| CHINAWIDE SECURITIES LIMITED | RO | 證券交易 | 2010-11-09 | 2011-07-30 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-12-16 | 2010-11-02 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2009-11-17 | 2010-11-02 |
| XinKong International Securities Limited | Rep | 證券交易 | 2009-08-13 | 2009-09-03 |
| FULBRIGHT FUTURES LIMITED | RO | 期貨合約交易 | 2009-01-13 | 2009-05-05 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2008-09-25 | 2009-05-05 |
| PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-03-03 | 2008-09-08 |
| HGNH International Futures Co., Limited | RO | 期貨合約交易 | 2007-06-26 | 2007-12-31 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2004-03-31 | 2005-09-01 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2004-03-31 | 2005-09-01 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2003-11-25 | 2004-03-19 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2003-11-25 | 2004-03-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2003-07-09 | 2003-11-17 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-06-03 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-06-03 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-03 |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-06-03 |
| Rep | 證券交易 | 2003-04-01 | 2003-11-17 |