| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VICTORY SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2024-10-21 | - |
| Rep | 期貨合約交易 | 2024-10-21 | - | |
| Rep | 證券交易 | 2024-10-21 | - | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 就期貨合約提供意見 | 2020-06-24 | 2023-06-30 |
| Rep | 期貨合約交易 | 2020-06-24 | 2023-06-30 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2020-06-24 | 2023-06-30 |
| Rep | 證券交易 | 2020-06-24 | 2023-06-30 | |
| MIB FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2019-11-18 | 2020-06-01 |
| RO | 期貨合約交易 | 2019-11-18 | 2020-06-01 | |
| Rep | 期貨合約交易 | 2019-05-21 | 2019-11-18 | |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-05-21 | 2020-06-01 |
| Rep | 證券交易 | 2019-05-21 | 2020-06-01 | |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2017-11-21 | 2019-03-25 |
| Rep | 期貨合約交易 | 2017-10-04 | 2017-11-21 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-10-04 | 2019-03-25 |
| Rep | 證券交易 | 2017-10-04 | 2019-03-25 | |
| Lee Kee Store Company Limited | RO | 就期貨合約提供意見 | 2016-10-18 | 2017-09-01 |
| RO | 期貨合約交易 | 2015-07-02 | 2017-09-01 | |
| Rep | 期貨合約交易 | 2015-05-28 | 2015-07-02 | |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2014-12-29 | 2015-04-30 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2014-11-25 | 2015-04-30 |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | RO | 期貨合約交易 | 2013-11-06 | 2014-06-30 |
| Rep | 期貨合約交易 | 2013-10-16 | 2013-11-06 | |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 提供資產管理 | 2013-05-16 | 2013-10-01 |
| RO | 提供資產管理 | 2012-08-17 | 2013-03-17 | |
| SOUTH CHINA COMMODITIES LIMITED | RO | 期貨合約交易 | 2012-08-17 | 2013-10-01 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 提供資產管理 | 2012-06-20 | 2012-08-17 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2012-05-22 | 2012-08-17 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2012-05-22 | 2013-10-01 |
| SINO-RICH SECURITIES & FUTURES LIMITED | RO | 期貨合約交易 | 2012-03-13 | 2012-05-11 |
| Rep | 期貨合約交易 | 2012-02-16 | 2012-03-13 | |
| Rep | 證券交易 | 2012-02-16 | 2012-05-11 | |
| LINZ GLOBAL (HK) LIMITED | RO | 期貨合約交易 | 2011-01-13 | 2012-01-01 |
| Rep | 期貨合約交易 | 2011-01-05 | 2011-01-13 | |
| CES Commodities (HK) Limited | RO | 期貨合約交易 | 2010-12-06 | 2010-12-17 |
| Rep | 期貨合約交易 | 2010-07-05 | 2010-12-06 | |
| Zhonghao International Futures Co., Limited | RO | 期貨合約交易 | 2007-08-22 | 2010-06-14 |
| CNCB (Hong Kong) Capital Limited | Rep | 提供資產管理 | 2006-09-01 | 2010-06-14 |
| Zhonghao International Futures Co., Limited | Rep | 期貨合約交易 | 2004-08-19 | 2007-08-22 |
已採集記錄中暫無金管局登記。