Chow, Shu Kay 周樹基
證監會中央編號:AAD203
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Gary Cheng Securities Limited | RO | 就證券提供意見 | 2023-11-21 | - |
| RO | 證券交易 | 2023-11-21 | - | |
| Rep | 就證券提供意見 | 2023-11-06 | 2023-11-21 | |
| Rep | 證券交易 | 2023-11-06 | 2023-11-21 | |
| Goldin Equities Limited | RO | 證券交易 | 2018-02-28 | 2022-11-16 |
| Rep | 證券交易 | 2018-02-21 | 2018-02-28 | |
| Seazen Resources Futures Limited | Rep | 期貨合約交易 | 2016-04-05 | 2017-10-03 |
| RESOCORE SECURITIES LIMITED | RO | 證券交易 | 2016-01-28 | 2017-10-03 |
| THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | 證券交易 | 2015-01-12 | 2015-10-17 |
| Tensant Securities Limited | RO | 證券交易 | 2013-05-15 | 2014-12-29 |
| Rep | 證券交易 | 2013-04-02 | 2013-05-15 | |
| CHINAWIDE SECURITIES LIMITED | RO | 就證券提供意見 | 2011-05-31 | 2013-03-15 |
| RO | 證券交易 | 2010-11-09 | 2013-03-15 | |
| STARLING GROUP SECURITIES LIMITED | RO | 就證券提供意見 | 2009-11-06 | 2010-10-16 |
| STARLING GROUP FUTURES LIMITED | RO | 期貨合約交易 | 2009-10-12 | 2010-10-16 |
| Rep | 期貨合約交易 | 2009-08-11 | 2009-10-12 | |
| STARLING GROUP SECURITIES LIMITED | RO | 證券交易 | 2008-11-05 | 2010-10-16 |
| Goldin Equities Limited | RO | 證券交易 | 2006-01-26 | 2008-11-04 |
| Rep | 證券交易 | 2006-01-17 | 2006-01-26 | |
| TIFFIT SECURITIES (HONG KONG) LIMITED | RO | 提供資產管理 | 2003-04-01 | 2004-09-03 |
| RO | 提供自動化交易服務 | 2003-04-01 | 2004-09-03 | |
| RO | 就機構融資提供意見 | 2003-04-01 | 2005-12-15 | |
| RO | 就證券提供意見 | 2003-04-01 | 2005-12-15 | |
| RO | 證券交易 | 2003-04-01 | 2005-12-15 |
已採集記錄中暫無金管局登記。